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Firm : Crypto Bank
Location : Mumbai
Job type : Full time, Permanent + Hybrid
Compensation : Competitive - Fixed + Variable
About the firm : Our client is a FINMA licensed Swiss Bank focused on cryptocurrencies and digital assets providing custody, trading, credit and investment products on cryptocurrencies and digital assets to institutional and professional investors. The bank is Headquartered in Zug, with presence in Mumbai, Abu Dhabi, Hong Kong and Singapore. The Indian branch acts as a virtual extension of the bank supporting activities spanning digital assets research, investment solutions, trading & liquidity management, risk management and more recently mid/back-office and IT operations.
About the role : We are looking for a hands-on Compliance Officer who will support the bank’s compliance processes ensuring adherence with all applicable laws and regulations. The Compliance Officer will support client onboarding , KYC, and AML processes as well participate in activities to strengthen compliance processes across the organization.
Responsibilities : The Compliance Officer will be responsible for the following: •
Reviewing of Onboarding cases taking into account legal/regulatory requirements (AMLA, AMLO, CDB 20, FinSA, resp. cross-border client segmentation, FATCA/CRS)
Supporting front employees in assessment of complex KYC cases and transactions
Preparing documents for client onboarding risk committee
Monitoring of transactions and sanctions alerts
Managing KYC and Due Diligence Analysis
Developing and reviewing of Compliance policies and procedures
Assessing and implementing regulatory changes in processes, policies, product and client documentation
Providing compliance advisory services to client handling staff as well as to the Executive Management and in various projects related to new products and services
Supporting in cross-border business related matters and tax reporting
Identifying, assessing, mitigating and reporting Compliance risks
Educating and training employees on Compliance topics
Driving Compliance projects, in particular the digitalization of AML processes
Requirements : At least 7 years of experience in the financial sector
• Broad experience as in-house compliance officer in a bank or alternately, the financial industry
• Experience in or curiosity for blockchain and other new technologies
• Structured, independent and precise working manner
• Ability to work under pressure, manage own goals and set up priorities
• Open-minded, solution-oriented and team player attitude
If you are a good fit for this role, please send in your resume with details to neha.kapoor@hirecap.in